Kentucky Increases Certain Investment Company Notice Filing Fees

The fee for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 is increased to $1,000 (from $500) if the notice filing contains more than one fund, portfolio, class or series.

The fee for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 remains at $500 if the notice filing does not contain more than one fund, portfolio, class or series.

The notice filing fee for unit investment trusts remains unaffected at $300.

The fee for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 is increased to $1,000 (from $500) if the notice filing contains more than one fund, portfolio, class or series. The fee for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 is increased to $1,000 (from $500) if the notice filing contains more than one fund, portfolio, class or series. registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 is increased to $1,000 (from $500) if the notice filing contains more than one fund, portfolio, class or series. for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 is increased to $1,000 (from $500) if the notice filing contains more than one fund, portfolio, class or series.