Commentary and musings on the complex, fascinating and peculiar world that is securities regulation
Friday, January 15, 2016
Baker Hostetler Attorneys Identify and Discuss Key 2015 SEC Enforcement Actions
Marc D. Powers, Andrew W. Reich, and David M. McMillan of Baker & Hostetler LLP identify and examine the top enforcement highlights of 2015 and what to expect in 2016 in their recent article, “Top 10 SEC Enforcement Highlights of 2015.” At the top of the list is an analysis of the series of actions that highlight the growing debate over whether SEC administrative proceedings are unconstitutional, increasing SEC enforcement concerns in the digital age, and other key actions. The entire article is available here.