Wednesday, November 07, 2012

Georgia Proposes Definition of "Individual" for Invest Exemption and Fee Schedule for Routine Exam of Mid-Size Advisers

The definition of an individual representing an issuer for the Invest Georgia Exemption was proposed by the Georgia Secretary of State's Office, along with a fee schedule for routine examinations of mid-size advisers having switched from SEC to state registration.

Interested persons may submit comments about the rule proposals to the Commissioner of Securities, Securities Division, 2 Martin Luther King Jr. Drive, S.E., 802 West Tower, Atlanta, Georgia 30334. Comments may, instead, be faxed to (770) 359-4921 or submitted electronically to NOTE: All comments must reference “SEC-2012-12” and be submitted by 5:00 p.m. on December 3, 2012.

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