Wednesday, January 04, 2012

Hawaii Investment Company and Advisory Fees Remain Reduced in 2012

The 2012 reduced fees for investment adviser, investment adviser representative and investment company security filings will remain at the 2011 reduced fee amounts throughout 2012. Broker-dealer and agent fees were removed from the reduced fee schedule for 2012, having returned to their pre-reduced amounts of $200 and $50, respectively, for initial and renewal registration. Please email Henry Tanji, Securities Compliance Specialist, at htanji@dcca.hawaii.gov with any questions.

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