Commentary and musings on the complex, fascinating and peculiar world that is securities regulation
Friday, December 09, 2011
New Carolina Uses Electronic Filing System for Investment Company Notice Filings
The BlueExpress electronic system for investment company notice filings is being used by the North Carolina Securities Division as an alternative to paper filing (paper filings will continue to be accepted). BlueExpress transfers investment company notice filing data from a filer's computer to the state.