Commentary and musings on the complex, fascinating and peculiar world that is securities regulation
Thursday, December 08, 2011
Georgia Adopts Revised Securities Rules
Revisions to the Georgia securities rules were adopted by the Secretary of State's Office, effective December 8, 2011. The rule changes were made to conform to the Georgia Uniform Securities Act of 2008, and affect federal covered securities, exemptions, securities registrations, broker-dealers/agents, investment advisers/investment adviser representatives and administrative hearings, procedures and investigations.