Commentary and musings on the complex, fascinating and peculiar world that is securities regulation
Tuesday, November 22, 2011
Colorado Provides Time-Table for Investment Adviser Switch Program
The time-line for investment advisers with assets under management of between $25 million and $100 million to switch from federal to state registration in Colorado is provided by release of the Securities Division. The eight important dates comprising Colorado's switch program span from November 21, 2011 (the date of this release) to June 28, 2012 (the date the switch program ends).