Commentary and musings on the complex, fascinating and peculiar world that is securities regulation
Monday, November 07, 2011
Colorado Increases Broker-Dealer and Investment Adviser Licensing Fees
The initial and renewal licensing fees for broker-dealers and investment advisers was increased to $75, from $60 by the Colorado Securities Division, effective November 7, 2011. Similarly, the initial and renewal licensing fees for sales representatives and investment adviser representatives was increased to $13, from $10.