Commentary and musings on the complex, fascinating and peculiar world that is securities regulation
Thursday, October 27, 2011
Washington State Provides Notice on IA Switch to State Registration
A notice about the investment adviser switch from SEC to state registration in Washington State is provided by the Department of Financial Institutions.
Jim Hamilton's World of Securities Regulation—Now a Free Mobile App!
This blog can now be read on iPhones and iPads for even greater convenience and portability! Simply go to the Apple App Store and search for “Jim Hamilton.” The app is called “JH Sec Reg” and is a free download.
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