Thursday, February 24, 2011

Oregon Requires new Part 2 of Form ADV for Investment Advisers

Investment advisers must file new Part 2 of Form ADV, and investment adviser firms and investment adviser representatives must electronically submit their documents and fees through the IARD, as of January 1, 2011.

Please see the three blue hyperlinks under "What's New" on the following home page: http://dfcs.oregon.gov/

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