Wednesday, August 04, 2010

Oregon Adopts Fee Increases for UITs, BDs and Salespersons

The following fee increases by the Oregon Division of Finance and Corporate Securities are effective July 1, 2010 for filings received after July 1, 2010:

Unit Investment Trusts: Initial and Renewal Notice Filng Fee Per Portfolio, $500 (from $350)

Broker-Dealers: Renewal License Fee, $250 (from $200)

Broker-Dealer Salespersons: Initial License Fee, $55 (from $50)

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