Friday, October 23, 2009

Utah Proposes IA licensing Exemption

An exemption from licensing for investment advisers and investment adviser representatives was proposed by the Utah Securities Division, along with an amendment to the number of working days the disclosure statement for a coordination registration must be filed with the Division to take effect in the State, the elimination of references to notification registration and the repeal of a definitions rule.

For additional information please see
here.

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