Monday, August 17, 2009

Rhode Island Increases BD, Agent, IA and IA Rep. Fees

The following fees were increased in Rhode Island, effective July 1, 2009:

Broker-dealers, $300, from $250
Agents, $60, from $50
Investment Advisers, $300, from $250
Investment Adviser Representatives, $60, from $50

Please see
here.

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