Tuesday, June 09, 2009

Terminating a Rule 506 Offering in New Hampshire

To terminate a Rule 506 offering in connection with new Form D, create a cover letter identifying the offering and indicating the terminate date of sale, the total number of sales in New Hampshire, the dollar amount sold in New Hampshire and the total number of sales nationwide. NOTE: File with N.H. Securities Bureau a copy of any federally-filed amendment to Form D (just to indicate that you filed it), otherwise there is no need to file a final Form D in N.H.

For more information, contact Peter Zis at the New Hampshire Bureau of Securities, (603) 271-1463, ext. 114.